Capstone Asset Management Company| Operations

Capstone's Team of Investment Professionals average 20 years of investment experience. Our team of over 20 includes portfolio managers, traders, analysts, administrators and client services representatives. We are accessible and will work closely with you.

RICHARD A. NUNN
Chief Operating Officer
MAcco Rice University
BS Rice University
BA Rice University
2004-Present: Capstone Asset Management Company
2004-Present: MGL Consulting Corporation
1991-Present: GBM International, Inc.
1991-Present: Richard A. Nunn, CPA
1990-1991: Texas Commerce Bank
1981-1990: Criterion Funds
1968-1981: Ernst & Young
Series 7, 3, 27, 24, 63

Dick joined Capstone Asset Management Company in 2004 after providing financial and compliance consulting services to Capstone since 2002. As Chief Operating Officer, Dick oversees the compliance, financial and administrative functions of the Capstone companies. Dick began his career with Ernst & Young in 1968 before leaving in 1981 to become vice president and treasurer of Criterion Group, Inc. He subsequently was a trust operations officer at Texas Commerce Bank.

CARLA D. HOMER
Treasurer
BS University of Houston
1998-Present: Capstone Asset Management Company
1993-1998: University of Texas Medical Branch -Galveston
1990-1991: American Capital Asset Management
1981-1990: Transamerica Asset Management

Carla joined Capstone in 1998 and serves as Treasurer with responsibility for corporate accounting, portfolio accounting, systems, and client service. Prior to joining Capstone, Carla’s experience included mutual fund accounting and reporting for Transamerica and American Capital and governmental accounting for the University of Texas.

KIMBERLY WALLIS
Assistant Vice President – Compliance
Houston Community College
Houston Center for Advanced Legal Studies
2000-2002 Paradigm Trading
1994-2000 A&R Distributions
1990-1994 J. Ronald Tucker & Associates
1986-1990 Law office of Carolyn Garcia
Series 7 Registered Representative

Kimberly is responsible for overseeing and implementing Capstone’s Compliance Program. Her duties include developing, implementing and monitoring internal policies and procedures to comply with professional rules and regulations, regulatory authorities and with the statutory state and federal laws.